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Take 5 to Think About the Conduct Rules and You

Description

This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime. It reminds employees of their responsibilities under the FCA’s Individual Conduct Rules and explores how they apply in practice. The course has been updated to include details of the new Consumer Duty.

This course is part of our Compliance & ESG Catalog of courses.